SB496: Relative to supervision and registration requirements for associates of broker-dealers.
Engrossed
Senate
Summary
Relative to supervision and registration requirements for associates of broker-dealers.
Sponsors
Tim McGough
R - SD-011
Primary
Howard Pearl
R - SD-017
Co-sponsor
Donovan Fenton
D - SD-010
Co-sponsor
David Watters
D - SD-004
Co-sponsor
William Gannon
R - SD-023
Co-sponsor
Daniel Innis
R - SD-007
Co-sponsor
Julie Miles
R - HD-12-HIL
Co-sponsor
History
- 2025-11-21 Introduced 01/07/2026 and Referred to Commerce; Senate Journal 1
- 2026-01-13 Hearing: 01/27/2026, Room 100, State House, 10:00 am; Senate Calendar 1
- 2026-02-09 Committee Report: Ought to Pass, 02/19/2026; Vote 4-0; Consent Calendar; Senate Calendar 6
- 2026-02-09 Ought to Pass: Motion Adopted, Voice Vote; OT3rdg; 02/19/2026; Senate Journal 4
- 2026-02-26 Introduced (in recess of) 02/19/2026 and referred to Commerce and Consumer Affairs House Journal 5
- 2026-04-01 Subcommittee Work Session: 04/08/2026 10:00 am GP 229
- 2026-04-02 Public Hearing: 04/07/2026 01:45 pm GP 159
Committee Referrals
2025-11-21
Commerce
Senate
2026-02-26
Commerce and Consumer Affairs
House
Calendar Events
Past Events (3)
2026-01-27
Hearing - Room 100, State House
2026-04-07
Hearing - GP 159
2026-04-08
Hearing - GP 229